UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, D.C. 20549 | ||
SCHEDULE 13G | ||
(Rule 13d-102) | ||
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT | ||
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED | ||
PURSUANT TO RULE 13d-2(b) | ||
(Amendment No. 2)1 | ||
SpringWorks Therapeutics, Inc. | ||
(Name of Issuer) | ||
Common Stock, $0.0001 par value | ||
(Title of Class of Securities) | ||
85205L107 | ||
(CUSIP Number) | ||
December 31, 2021 | ||
(Date of Event Which Requires Filing of this Statement) |
1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) Pfizer Inc. 13-5315170 | |||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||||||||||||
3. | SEC USE ONLY | |||||||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 11,782 shares of Common Stock, $0.0001 par value per share (“Common Stock”) | ||||||||||||
6. | SHARED VOTING POWER 2,328,548 shares of Common Stock are directly held by PF Equity Holdings 3 B.V., a controlled affiliate of Pfizer Inc. formed to hold certain assets owned or controlled by Pfizer or its direct or indirect subsidiaries. | |||||||||||||
7. | SOLE DISPOSITIVE POWER 11,782 shares of Common Stock | |||||||||||||
8. | SHARED DISPOSITIVE POWER 2,328,548 shares of Common Stock are directly held by PF Equity Holdings 3 B.V., a controlled affiliate of Pfizer Inc. | |||||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,340,330* | |||||||||||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | ||||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.75%** | |||||||||||||
12. | TYPE OF REPORTING PERSON CO |
1. | NAME OF REPORTING PERSON PF Equity Holdings 3 B. V. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) 98-1625134 | |||||||||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||||||||||||||||||
3. | SEC USE ONLY | |||||||||||||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands | |||||||||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- shares of Common Stock | ||||||||||||||||||
6. | SHARED VOTING POWER 2,328,548 shares of Common Stock | |||||||||||||||||||
7. | SOLE DISPOSITIVE POWER -0- shares of Common Stock | |||||||||||||||||||
8. | SHARED DISPOSITIVE POWER 2,328,548 shares of Common Stock | |||||||||||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,328,548* | |||||||||||||||||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | ||||||||||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.73%** | |||||||||||||||||||
12. | TYPE OF REPORTING PERSON CO |
ITEM 1(a) | NAME OF ISSUER: | ||||
SpringWorks Therapeutics, Inc. | |||||
ITEM 1(b) | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: | ||||
100 Washington Boulevard, Stamford, CT 06902 | |||||
ITEM 2(a) | NAME OF PERSON FILING: | ||||
Pfizer Inc. (“Pfizer”) PF Equity Holdings 3 B. V. (“PEH3”) PEH3 is a controlled affiliate of Pfizer formed to hold certain assets owned or controlled by Pfizer or its direct or indirect subsidiaries. The Joint Filing Agreement between Pfizer and PEH3 is filed herewith as Exhibit 99.1. | |||||
ITEM 2(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE: | ||||
Pfizer: 235 East 42nd Street, New York, NY 10017 PEH3: Rivium Westlaan 142, 2909 LD, Capelle aan den IJssel, Netherlands | |||||
ITEM 2(c) | CITIZENSHIP: | ||||
Pfizer (Delaware) and PEH3 (Netherlands) | |||||
ITEM 2(d) | TITLE OF CLASS OF SECURITIES: | ||||
Common Stock, $0.0001 par value | |||||
ITEM 2(e) | CUSIP NUMBER: | ||||
85205L107 | |||||
ITEM 3 | STATEMENTS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) OR (C): | ||||
Not applicable. |
ITEM 4 | OWNERSHIP: | |||||||||||||
The information requested in this item is incorporated herein by reference to the cover pages to this Schedule 13G. | ||||||||||||||
ITEM 5 | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: | |||||||||||||
| X | | ||||||||||||||
ITEM 6 | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: | |||||||||||||
Not applicable. |
ITEM 7 | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT COMPANY: | |||||||||||||
Not applicable. |
ITEM 8 | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: | ||||
Not applicable. | |||||
ITEM 9 | NOTICE OF DISSOLUTION OF GROUP: | ||||
Not applicable. | |||||
ITEM 10 | CERTIFICATION: | ||||
Not applicable. |
99.1 | Joint Filing Agreement, dated as of February 11, 2022, by and between Pfizer and PEH3. |
PFIZER INC. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Assistant Secretary | |||||||
PF EQUITY HOLDINGS 3 B. V. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Attorney-in-fact |
PFIZER INC. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Assistant Secretary | |||||||
PF EQUITY HOLDINGS 3 B. V. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Attorney-in-Fact |